Managing records in global financial markets ensuring compliance and mitigating risk

This timely book fully explores current regulatory, legal, and governance issues associated with managing records in global banking and finance businesses. It offers strategies and examples of best practice to meet the recordkeeping challenges in corporate and commercial banking enterprises operatin...

Full description

Saved in:
Bibliographic Details
Other Authors: Coleman, Lynn (Editor), Lemieuz, Victoria L. (Editor), Stone, Rod (Editor), Yeo, Geoffrey (Editor)
Format: Book
Language:English
Published: London Facet 2011
Series:Principles and practice in records management and archives
Subjects:
Online Access:Click Here to View Status and Holdings.
Tags: Add Tag
No Tags, Be the first to tag this record!

MARC

LEADER 00000aam a2200000#i 4501
001 wils-446338
005 2018724155722
006 a #f 1 d
007 zz
008 200117t 2011-UK #f 1 ceng D
020 # # |a 9781856046633  |q paperback 
040 # # |a DLC  |b eng  |c DLC  |d UiTM  |e rda 
041 0 # |a eng 
090 0 0 |a HF5736.C43  |b M36 2011 
245 0 0 |a Managing records in global financial markets  |b ensuring compliance and mitigating risk  |c edited by LYNN COLEMAN, VICTORIA L. LEMIEUX, ROD STONE and GEOFFREY YEO 
264 # 1 |a London  |b Facet  |c 2011 
264 # 4 |c ©2011 
300 # # |a xxxii, 239 pages  |b illustrations  |c 24 cm 
336 # # |a text  |2 rdacontent 
337 # # |a unmediated  |2 rdamedia 
338 # # |a volume  |2 rdacarrier 
490 1 # |a PRINCIPLES AND PRACTICE IN RECORDS MANAGEMENT AND ARCHIVES 
504 # # |a Includes bibliographical references and index 
520 # # |a This timely book fully explores current regulatory, legal, and governance issues associated with managing records in global banking and finance businesses. It offers strategies and examples of best practice to meet the recordkeeping challenges in corporate and commercial banking enterprises operating in global capital markets. Examples and cases studies encompass recordkeeping in investment banking, asset management, brokerage, and other financial services which serve global markets. Key chapters cover: Setting the scene: background and concepts Regulatory and legal compliance Common trends in financial services: balancing risk and return Litigation-related issues Recordkeeping approaches The book reflects recognized records management principles, and accessible language will assure its value to information professionals and others without a formal records management background. 
526 0 # |a MRM 750  |b IM773  |5 IM 
526 0 # |a Managing Risk in Records Management  |b Master Of Science In Records And Documents Management  |5 Faculty of information management 
650 # 0 |a Business records  |x Management 
650 # 0 |a Business records  |x Law and legislation 
650 # 0 |a Financial services industry  |x Risk management 
650 # 0 |a International business enterprises  |x Management 
700 1 # |a Coleman, Lynn  |e editor 
700 1 # |a Lemieuz, Victoria L.  |e editor 
700 1 # |a Stone, Rod  |e editor 
700 1 # |a Yeo, Geoffrey  |e editor 
830 # 1 |a Principles and practice in records management and archives 
856 4 0 |z Click Here to View Status and Holdings.  |u https://opac.uitm.edu.my/opac/detailsPage/detailsHome.jsp?tid=446338 
998 # # |a 00264#1a006.2.2||00264#1b006.2.2||00300##a006.2.2||00300##b006.2.2||00300##c006.2.2||00520##a006.2.2||00520##b006.2.2||