Rules of the road for registered representatives a guide to securities compliance

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Bibliographic Details
Main Author:	Keyes, Thomas R
Other Authors:	Miller, David Stuart
Format:	Unknown
Published:	New York New York Institute of Finance 1991
Subjects:	Brokers > Legal status, laws, etc. > United States Brokers > United States Securities > United States
Online Access:	Click Here to View Status and Holdings.
Tags:	Add Tag No Tags, Be the first to tag this record!

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001	wils-156164
020	#	#	\|a 0137703147
090	0	0	\|a KF1071 \|b .K49 1991
100	1	#	\|a Keyes, Thomas R
245	1	1	\|a Rules of the road for registered representatives \|b a guide to securities compliance \|c Thomas R. Keyes, David S. Miller
260	#	#	\|a New York \|b New York Institute of Finance \|c 1991
300	#	#	\|a xvii, 391 p. \|b ill. \|c 23 cm
504	#	#	\|a Includes bibliographical references and index
650	#	0	\|a Brokers \|x Legal status, laws, etc. \|z United States
650	#	0	\|a Brokers \|z United States
650	#	0	\|a Securities \|z United States
700	1	#	\|a Miller, David Stuart
856	4	0	\|z Click Here to View Status and Holdings. \|u https://opac.uitm.edu.my/opac/detailsPage/detailsHome.jsp?tid=156164
964	#	#	\|c D47 \|d 01
040	#	#	\|a Shah Alam
998	#	#	\|a 00260##a002.8.2\|\|00260##b002.8.4\|\|00260##c002.7.6\|\|00300##a003.4.1\|\|00300##b003.6.1\|\|00300##c003.5.1\|\|